Compliance consulting for the broker/dealer community including; CEO certification, written supervisory procedures, AML testing, branch office audits, and FINOP ...

The Brokerage Consulting Group provides consulting and services to the broker/dealer industry. BCG provides broker/dealer start-up services, FINRA registration, ...

Securities Compliance Advisors offers regulatory compliance including Broker Dealer compliance, Investment Advisor compliance and NASD & SEC regulatory ...

CRDirect - the complete Registered Rep data management solution.

MyCompliance office provides web-based, automated compliance solutions for wealth management companies, investment advisers, hedge funds, private funds, ...

Infinity Investigative Solutions is a licensed, private investigative firm specializing in white-collar investigations that provides customized services to all ...

MGLU provides professional development to financial services and insurance industries through compliance training, exam preparation, and continuing education.

FINOP Services provided by Texas CPA with FINRA Series 27 license. Immediate availability. Additional accounting services offered to Introducing Broker-Dealers.

FSC, Financial Services Consulting, LLC, offers technical, legal, front, middle, and back office support and consulting services to new and existing ...

Partnervest provides comprehensive broker dealer services, backoffice operations compliance, and investment management solutions for the Registered Investment ...